Tsz Lung Lau
劉子龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lung Lau (劉子龍), a licensed former licensee with CE reference AGJ950. This person has 15.6 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 4 - Advising on securities | 2016-09-28 | 2026-11-04 |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 9 - Asset management | 2016-08-02 | 2026-11-04 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-04-14 | 2015-07-17 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-04-14 | 2015-07-17 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-27 | 2014-04-14 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-27 | 2014-04-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-01-17 | 2007-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-01-17 | 2007-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-17 | 2007-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-01-17 | 2007-02-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-01 | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-21 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-12-21 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-12-21 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-09 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-09 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 - Asset management | Pre-2003 | 2005-12-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Lung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.