Thiam Hu Yeo

CE No. AKI295 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thiam Hu Yeo (), a licensed former licensee with CE reference AKI295. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
Rep Type 1 — Dealing in securities 2005-12-01 2005-12-03
Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
Rep Type 1 — Dealing in securities 2004-10-28 2005-12-03
Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
Rep Type 9 — Asset management 2004-04-02 2005-12-03
Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
Rep Type 9 — Asset management 2004-04-02 2005-12-03

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