Philip King Fai Tse
謝景暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip King Fai Tse (謝景暉), a licensed Responsible Officer with CE reference AGG695. Currently licensed at 1 firm(s): BOCOM International (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.9 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-08 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-07-08 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-02 | 2026-07-08 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-02 | 2026-07-08 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-21 | 2026-06-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-10-21 | 2026-06-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-21 | 2026-06-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-05 | 2019-10-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-26 | 2019-10-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-26 | 2019-10-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-27 | 2019-06-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-04-27 | 2019-06-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-14 | 2018-04-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-14 | 2018-04-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-11 | 2018-02-28 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 - Advising on securities | 2017-05-11 | 2018-02-28 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-05-11 | 2018-02-28 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2017-03-30 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-17 | 2017-03-30 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-17 | 2017-05-11 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-17 | 2017-01-04 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-26 | 2016-07-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2011-08-26 | 2016-07-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-08-26 | 2016-07-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-17 | 2011-08-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-17 | 2011-08-26 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-17 | 2011-08-26 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-07-08 | 2011-03-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-07 | 2011-03-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-07 | 2010-07-08 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-27 | 2008-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-27 | 2008-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-27 | 2008-11-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-27 | 2006-12-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-10 | 2006-12-18 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-23 | 2004-11-25 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip King Fai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.