George Chang Chi Yen
嚴昌麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Chang Chi Yen (嚴昌麒), CE reference AHU592. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-31 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-03-31 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-23 | 2012-12-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-23 | 2012-12-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-23 | 2012-12-12 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-02 | 2006-09-22 |
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-05-27 |