Mau Kit Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mau Kit Lam (林茂傑), a licensed Representative with CE reference AGG287. Currently licensed at 2 firm(s): Shenwan Hongyuan Securities (H.K.) Limited, Shenwan Hongyuan Futures (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.1 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-06 | present |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-06 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-28 | 2020-03-17 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-28 | 2020-03-17 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-31 | 2015-01-14 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-31 | 2015-01-14 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-01-29 | 2012-07-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-03-20 | 2012-07-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-04 | 2012-07-20 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-04 | 2012-07-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-20 | 2008-02-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-26 | 2008-02-07 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-03-17 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-29 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-15 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 - Asset management | 2005-11-15 | 2006-08-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-11-07 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mau Kit Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.