Shengyan Fan
樊盛妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengyan Fan (樊盛妍), a licensed former licensee with CE reference AGE396. This person has 22.0 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-09 | 2026-06-15 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2012-08-09 | 2026-06-15 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-08-09 | 2026-06-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-27 | 2011-10-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-27 | 2011-10-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-10 | 2009-09-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-10 | 2009-09-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-10-10 | 2009-09-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-18 | 2006-09-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-29 | 2006-09-28 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-19 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengyan Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.