Ning Lu
陸宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Lu (陸宁), a licensed former licensee with CE reference APU507. This person has 12.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-21 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-21 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-31 | 2021-01-31 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-25 | 2017-09-24 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-25 | 2017-09-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2013-08-19 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-30 | 2013-08-19 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-12 | 2010-07-17 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-08 | 2008-02-16 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-08 | 2008-02-16 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-08 | 2008-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.