Chuk Man Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuk Man Lai (賴祝文), a licensed Responsible Officer with CE reference BGQ765. Currently licensed at 1 firm(s): China Everbright Global Investment Advisors Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.2 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2026-08-11 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2026-08-11 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-30 | 2026-08-11 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-30 | 2026-08-11 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-30 | 2026-08-26 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-08 | 2021-06-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-08 | 2021-06-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-08 | 2021-06-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-06 | 2020-11-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-06 | 2020-11-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-06 | 2020-11-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2015-12-12 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-10 | 2015-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuk Man Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.