Kwok Kit John Chan

陳國傑
CE No. AFR467 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kit John Chan (陳國傑), a licensed former licensee with CE reference AFR467. This person has 19.4 years of SFC licence history. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
China Everbright Global Investment Advisors Company Limited
中國光大控股國際投資顧問有限公司
RO Type 1 - Dealing in securities 2012-08-09 2026-08-13
China Everbright Global Investment Advisors Company Limited
中國光大控股國際投資顧問有限公司
RO Type 4 - Advising on securities 2012-08-09 2026-08-13
China Everbright Global Investment Advisors Company Limited
中國光大控股國際投資顧問有限公司
RO Type 6 - Advising on corporate finance 2012-08-09 2026-08-13
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2007-08-21 2009-02-28
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 - Advising on corporate finance 2007-08-21 2009-02-28
Macquarie Corporate (Hong Kong) Limited Rep Type 6 - Advising on corporate finance 2007-08-21 2009-02-28
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-02-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-24
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2007-02-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-24

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