Kwok Kit John Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kit John Chan (陳國傑), a licensed Responsible Officer with CE reference AFR467. Currently licensed at 1 firm(s): China Everbright Global Investment Advisors Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 19.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-09 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2012-08-09 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-08-09 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-21 | 2009-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-21 | 2009-02-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-21 | 2009-02-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-02-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Kit John Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.