Kwok Kit John Chan
陳國傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kit John Chan (陳國傑), CE reference AFR467. Currently licensed at 1 firm(s): China Everbright Global Investment Advisors Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-09 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2012-08-09 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-09 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2009-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-21 | 2009-02-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-08-21 | 2009-02-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-02-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-24 |