Simon Nicholas Lionel Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Nicholas Lionel Wood, a licensed former licensee with CE reference AGJ116. This person has 12.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-28 | 2017-02-10 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-26 | 2016-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-23 | 2010-07-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-23 | 2010-07-30 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-23 | 2010-07-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2009-01-08 | 2010-07-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-01-08 | 2010-07-23 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2009-01-08 | 2010-07-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-24 | 2009-01-08 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-24 | 2009-01-08 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-24 | 2009-01-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-02 | 2005-06-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-12-02 | 2005-06-06 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Nicholas Lionel Wood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.