Cedric Alain Nicolas Marie Augias
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Alain Nicolas Marie Augias, a licensed Responsible Officer with CE reference AFS898. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 13.9 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 - Dealing in securities | 2023-12-04 | present |
| Marex Financial Services Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2023-12-04 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-19 | 2023-12-04 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-19 | 2023-12-04 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-06-01 | 2023-07-25 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2023-06-01 | 2023-07-25 |
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2022-01-28 | 2023-07-25 |
| GFI (HK) Securities L.L.C. | RO | Type 1 - Dealing in securities | 2022-01-28 | 2023-07-25 |
| BGC Securities (Hong Kong) LLC | RO | Type 2 - Dealing in futures contracts | 2022-01-28 | 2023-07-25 |
| GFI (HK) Securities L.L.C. | RO | Type 2 - Dealing in futures contracts | 2022-01-28 | 2023-07-25 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2021-03-29 | 2022-01-28 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2021-03-29 | 2022-01-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2020-08-19 | 2023-07-25 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2020-07-20 | 2022-01-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 - Dealing in futures contracts | 2020-07-20 | 2022-01-28 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-13 | 2020-07-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-10-13 | 2020-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-31 | 2014-09-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-31 | 2014-09-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-31 | 2014-09-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-05-31 | 2013-11-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-06 | 2011-11-03 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-06 | 2011-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cedric Alain Nicolas Marie Augias during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.