Chi Kin Lau
劉智健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin Lau (劉智健), a licensed former licensee with CE reference AFJ877. This person has 10.9 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2006-07-12 | 2014-05-07 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-12-24 | 2006-07-12 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2004-12-24 | 2014-05-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.