Dickie Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dickie Wong (黃德几), a licensed Representative with CE reference AFE019. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-27 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2026-07-27 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-09 | present |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-13 | 2025-11-10 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-25 | 2009-01-05 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-25 | 2009-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dickie Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.