Yiu Kei Philip Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kei Philip Cheung (張耀其), a licensed Responsible Officer with CE reference AFB068. Currently licensed at 1 firm(s): HC Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-11 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-06-11 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-06-11 | present |
| COS-Capital Hong Kong International Co. Limited | RO | Type 1 - Dealing in securities | 2021-07-06 | 2023-07-27 |
| COS-Capital Hong Kong International Co. Limited | RO | Type 4 - Advising on securities | 2021-07-06 | 2023-07-27 |
| COS-Capital Hong Kong International Co. Limited | RO | Type 9 - Asset management | 2021-07-06 | 2023-07-27 |
| COS-Capital Hong Kong International Co. Limited | Rep | Type 1 - Dealing in securities | 2021-06-03 | 2021-07-06 |
| COS-Capital Hong Kong International Co. Limited | Rep | Type 4 - Advising on securities | 2021-06-03 | 2021-07-06 |
| COS-Capital Hong Kong International Co. Limited | Rep | Type 9 - Asset management | 2021-06-03 | 2021-07-06 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-03 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 4 - Advising on securities | 2020-09-03 | 2020-12-20 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 9 - Asset management | 2020-09-03 | 2020-12-20 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-07 | 2020-08-28 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 - Advising on securities | 2019-05-07 | 2020-08-28 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 - Asset management | 2019-05-07 | 2020-08-28 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-11 | 2019-04-30 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 - Advising on securities | 2018-10-11 | 2019-04-30 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 - Asset management | 2018-10-11 | 2019-04-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-16 | 2017-07-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 - Advising on securities | 2017-05-16 | 2017-07-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-06 | 2017-05-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-06 | 2017-05-16 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-10-26 | 2016-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-04 | 2016-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-08-04 | 2016-12-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2015-08-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2015-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-17 | 2012-03-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-17 | 2012-03-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-17 | 2012-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Kei Philip Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.