Susan Woon Yu Lao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Woon Yu Lao (劉媛瑜), a licensed Responsible Officer with CE reference ADF381. Currently licensed at 1 firm(s): Marvel Victory Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marvel Victory Asset Management Limited 成奇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-07 | present |
| Marvel Victory Asset Management Limited 成奇資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-15 | present |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-15 | 2023-02-28 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-15 | 2023-02-28 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-20 | 2022-07-15 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-20 | 2022-07-15 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-07 | 2021-10-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 - Advising on securities | 2019-05-07 | 2021-10-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 - Asset management | 2019-05-07 | 2021-10-31 |
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
RO | Type 9 - Asset management | 2018-01-09 | 2019-03-29 |
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
Rep | Type 9 - Asset management | 2017-01-03 | 2018-01-09 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2016-10-29 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2016-10-29 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2016-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Susan Woon Yu Lao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.