Alan Si Huen Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Si Huen Fung (馮時煖), a licensed Responsible Officer with CE reference AEZ563. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.9 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-22 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 - Advising on securities | 2025-07-22 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 - Asset management | 2025-07-22 | present |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-16 | 2025-06-30 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-16 | 2025-06-30 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-16 | 2025-06-30 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-19 | 2023-08-25 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 - Advising on securities | 2023-01-19 | 2023-08-25 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 - Asset management | 2023-01-19 | 2023-08-25 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-02 | 2023-01-19 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-02 | 2023-01-19 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 - Asset management | 2022-12-02 | 2023-01-19 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-27 | 2022-09-02 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-27 | 2022-09-02 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 - Asset management | 2021-04-27 | 2022-09-02 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-16 | 2020-04-02 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-04-06 | 2020-04-02 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-04-06 | 2020-04-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-05 | 2016-01-15 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2010-05-31 | 2016-01-15 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-04-19 | 2010-05-31 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-04-30 | 2010-03-26 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-05-16 | 2010-03-26 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-10 | 2007-03-02 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2006-08-10 | 2007-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Si Huen Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.