Kevin Wah Foo Yu
余華富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Wah Foo Yu (余華富), a licensed former licensee with CE reference AAA034. This person has 17.8 years of SFC licence history. Total licence records on file: 39.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-02-13 | 2021-03-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-13 | 2021-03-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-13 | 2021-03-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-13 | 2021-03-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-02-13 | 2021-03-07 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-20 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-20 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-15 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-15 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2016-06-15 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-06-15 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-28 | 2016-06-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-28 | 2016-06-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-28 | 2016-06-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-01-28 | 2016-06-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-01-28 | 2017-02-12 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-12 | 2015-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-12-12 | 2015-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-12-12 | 2015-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-27 | 2015-01-12 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-27 | 2008-12-12 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-27 | 2015-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-10-27 | 2008-12-12 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-10-27 | 2015-12-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-07-20 | 2008-10-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-20 | 2008-10-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-01 | 2008-10-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2003-12-01 | 2008-10-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-12-01 | 2008-10-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2003-12-01 | 2008-10-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-10-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Wah Foo Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.