Wu Li
李武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wu Li (李武), CE reference AQP947. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-19 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-04-23 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-05 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-05 | 2021-05-27 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-06 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-22 | 2021-05-27 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-03-10 | 2012-04-23 |