Wu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wu Li (李武), a licensed Responsible Officer with CE reference AQP947. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-19 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-19 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-04-23 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-05 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-05 | 2021-05-27 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-06 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-22 | 2021-05-27 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-03-10 | 2012-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.