Chek Ming Tsui
徐澤明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chek Ming Tsui (徐澤明), a licensed former licensee with CE reference AET441. This person has 16.0 years of SFC licence history. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-17 | 2020-11-24 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-17 | 2020-11-24 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 9 - Asset management | 2020-09-17 | 2020-11-24 |
| Wealth Oasis Asset Management Company Limited | RO | Type 9 - Asset management | 2017-08-03 | 2019-03-31 |
| Wealth Oasis Asset Management Company Limited | Rep | Type 9 - Asset management | 2017-07-07 | 2017-08-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-27 | 2017-06-30 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-27 | 2017-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-04-29 | 2014-11-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-02 | 2017-02-08 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2017-02-08 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-16 | 2006-06-17 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-16 | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-06-16 | 2003-09-02 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 - Asset management | 2003-06-16 | 2003-09-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-16 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chek Ming Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.