Ka Yau Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yau Leung (梁家祐), a licensed Responsible Officer with CE reference AEF848. Currently licensed at 1 firm(s): Dragon Legend Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-16 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 4 - Advising on securities | 2023-06-16 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 9 - Asset management | 2023-06-16 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-02 | 2023-06-16 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-02 | 2023-06-16 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
Rep | Type 9 - Asset management | 2022-10-13 | 2023-06-16 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-10 | 2022-10-07 |
| Bali Securities Co. Limited 百達利證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-06-05 | 2014-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-11 | 2009-01-01 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-08-06 | 2008-09-25 |
| Macquarie Asia Securities Limited |
Rep | Type 2 - Dealing in futures contracts | 2006-10-05 | 2008-11-03 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-01-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yau Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.