Ka Shing Lam
林嘉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shing Lam (林嘉成), CE reference AVI552. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-12-05 | present |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-03-02 | 2022-06-02 |
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2016-06-01 | 2020-02-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-10-16 | 2016-03-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-16 | 2016-03-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-10-16 | 2016-03-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-10-16 | 2016-03-22 |
| Bali Securities Co. Limited 百達利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-24 | 2014-08-31 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2011-04-01 | 2012-04-04 |
| All Options Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-12-31 |
| All Options Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-12-31 |
| All Options Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-06-17 | 2010-12-31 |
| All Options Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-06-17 | 2010-12-31 |