Stephen Kee Ho Tang
鄧其浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kee Ho Tang (鄧其浩), a licensed former licensee with CE reference AIN848. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-12-30 | 2016-04-01 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-12-30 | 2016-04-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-19 | 2012-11-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-02 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-21 |