Sean Nicholas Croucher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Nicholas Croucher, a licensed Representative with CE reference AEE307. Currently licensed at 1 firm(s): Asia Pacific Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited | Rep | Type 9 - Asset management | 2007-02-28 | present |
| Asia Pacific Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-11-24 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-22 | 2006-07-14 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-22 | 2006-07-14 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-14 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sean Nicholas Croucher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.