Christopher James White
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James White ( ), a licensed former licensee with CE reference ACS947. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2021-01-12 | 2025-01-24 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 6 — Advising on corporate finance | 2021-01-12 | 2025-01-24 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2021-01-12 | 2025-01-24 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-04 | 2017-09-25 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2016-02-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-19 | 2014-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-08 | 2004-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-09-08 | 2004-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-09-08 | 2004-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2003-09-08 | 2004-06-29 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-16 |