Dominic Lap Yan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Lap Yan Chan (陳立仁), a licensed Representative with CE reference AED860. Currently licensed at 2 firm(s): South China Securities Limited, South China Commodities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-16 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-02-02 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2015-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-22 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-22 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Lap Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.