Dominic Lap Yan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Lap Yan Chan (陳立仁), a licensed Representative with CE reference AED860. Currently licensed at 2 firm(s): South China Securities Limited, South China Commodities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-16 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-02-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2015-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Lap Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Rena Choi Ying Mo | Duncan Futures Limited | 2003–2015 |
| Windy Sau Ha Chan | Duncan Futures Limited | 2003–2015 |
| Philip Ho Hei Chiu | Duncan Futures Limited | 2003–2015 |
| Wai Chi Ho | Duncan Futures Limited | 2003–2015 |
| Priscilla Yuk Ping Cheung | Duncan Futures Limited | 2003–2015 |
| Phoebe Wai Fong Leung | Duncan Futures Limited | 2003–2015 |
| Shing Ho Au | Duncan Futures Limited | 2003–2015 |
| Wing Lam Chow | Duncan Futures Limited | 2003–2015 |
| Fai Lam Chung | Duncan Futures Limited | 2003–2015 |
| Siu Shun Choi | Duncan Futures Limited | 2003–2015 |
| So Fan Chan | Duncan Futures Limited | 2003–2015 |
| Wing Cheong Ho | Duncan Futures Limited | 2003–2015 |
| Kam Chun Lam | Duncan Futures Limited | 2003–2015 |
| Eliza Lan Seung Li | Duncan Futures Limited | 2003–2015 |
| Julie Mei Chu Mau | Duncan Futures Limited | 2003–2015 |
| Lim Heng Tan | Duncan Futures Limited | 2003–2015 |
| Wai Ching Tam | Duncan Futures Limited | 2003–2015 |
| Boh Gee Yap | Duncan Futures Limited | 2003–2015 |
| Yee Ching Lau | Duncan Futures Limited | 2003–2014 |
| Cheuk Sing Lo | Duncan Futures Limited | 2003–2013 |