Jojo Sze Chung Choy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jojo Sze Chung Choy (蔡思聰), a licensed Responsible Officer with CE reference AEA472. Currently licensed at 1 firm(s): National Resources Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 - Asset management | 2009-01-22 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-30 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 - Advising on securities | 2006-03-30 | present |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 - Asset management | 2006-03-30 | 2009-01-22 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-01 | 2006-03-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-08 | 2005-09-30 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-08 | 2005-09-30 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-27 | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-04-17 | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-16 | 2003-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jojo Sze Chung Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.