Chung Ming Ng
吳仲明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ming Ng (吳仲明), a licensed former licensee with CE reference ADZ927. This person has 17.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-09-20 | 2025-05-05 |
| SoFi Securities (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-09-20 | 2025-05-05 |
| SoFi Securities (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2015-12-01 | 2022-11-30 |
| SoFi Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-12-22 | 2022-11-30 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-30 | 2010-09-14 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2007-11-30 | 2010-09-14 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-11-30 | 2010-09-14 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-29 | 2007-11-30 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-08 | 2007-11-30 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-12-08 | 2007-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Ming Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.