Jaff Ka Wai Tse
謝家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jaff Ka Wai Tse (謝家威), a licensed Representative with CE reference ADR277. Currently licensed at 1 firm(s): CGS International Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-13 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-04 | 2022-09-30 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-28 | 2018-09-26 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 - Advising on securities | 2011-09-28 | 2018-09-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2011-10-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-18 | 2010-07-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-18 | 2010-07-31 |
| ICAP Equities Asia Limited | RO | Type 1 - Dealing in securities | 2009-07-29 | 2010-05-05 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-01-19 | 2009-07-29 |
| ICAP Equities Asia Limited | Rep | Type 4 - Advising on securities | 2009-01-19 | 2010-05-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-12 | 2008-09-01 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-12 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-10 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-10 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-10 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jaff Ka Wai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.