Cristobal Antonio Garcia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cristobal Antonio Garcia, CE reference ANM682. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-17 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-17 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2021-06-30 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-24 | 2021-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-21 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-21 | 2011-10-24 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2010-06-17 | 2010-07-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-09 | 2008-01-24 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-09 | 2008-01-24 |