Ian Hutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Hutton ( ), a licensed former licensee with CE reference ANR984. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-11 | 2018-10-01 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2016-08-11 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-18 | 2018-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2014-03-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-06-08 | 2014-03-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-06-08 | 2014-03-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-08 | 2010-08-20 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-01-19 | 2010-04-19 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-01-19 | 2010-04-19 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-31 | 2008-09-01 |