Siu Lun Lau
劉兆倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Lau (劉兆倫), a licensed former licensee with CE reference ADJ935. This person has 5.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-31 | 2014-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-06 | 2014-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-08-06 | 2014-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-09-01 | 2012-08-06 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-15 | 2013-01-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-15 | 2012-08-06 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-02-12 | 2010-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.