Hon Kuen Kwok
郭漢權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Kuen Kwok (郭漢權), CE reference AER962. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-30 | 2024-04-19 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2020-06-23 | 2024-04-19 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 — Asset management | 2020-06-23 | 2024-04-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-15 | 2020-05-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2020-05-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-31 | 2020-05-29 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-03-31 | 2020-05-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-08 | 2012-07-13 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-01-21 | 2012-07-13 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-25 | 2012-07-13 |