Kok Kwong Dai
戴國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Kwong Dai (戴國光), a licensed former licensee with CE reference ADD362. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2013-11-15 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2013-11-15 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-21 |