Elizabeth Hau Ming Mok
莫巧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Hau Ming Mok (莫巧明), a licensed former licensee with CE reference ADJ833. This person has 7.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-16 | 2018-01-17 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-27 | 2015-09-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2014-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elizabeth Hau Ming Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.