Elizabeth Hau Ming Mok
莫巧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Hau Ming Mok (莫巧明), a licensed former licensee with CE reference ADJ833. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-16 | 2018-01-17 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-27 | 2015-09-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2014-02-28 |