Kwok Cheung Tam

譚國章
CE No. ACX070 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung Tam (譚國章), a licensed former licensee with CE reference ACX070. This person has 3.6 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
ABN AMRO Clearing Hong Kong Limited
Rep Type 1 - Dealing in securities 2003-07-30 2006-10-25
ABN AMRO Financial Products Limited
RO Type 1 - Dealing in securities Pre-2003 2006-10-25
ABN AMRO Financial Products Limited
RO Type 4 - Advising on securities Pre-2003 2003-07-30
ABN AMRO Financial Products Limited
RO Type 6 - Advising on corporate finance Pre-2003 2003-07-30
ABN AMRO Financial Products Limited
RO Type 9 - Asset management Pre-2003 2003-07-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Cheung Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pang Teck Yong ABN AMRO Financial Products Limited 2003–2006
Joseph Billy Chak Yuen Cheng ABN AMRO Clearing Hong Kong Limited 2003–2006
Anthony Hewitt Stevens ABN AMRO Clearing Hong Kong Limited 2003–2006
Wai Wan Ting ABN AMRO Clearing Hong Kong Limited 2003–2006
Michael James Wheeler ABN AMRO Clearing Hong Kong Limited 2003–2006
Louis Ka Ho Cheung ABN AMRO Clearing Hong Kong Limited 2003–2006
Chi Hoi Chiu ABN AMRO Clearing Hong Kong Limited 2005–2006
Io Fong Ho ABN AMRO Clearing Hong Kong Limited 2003–2006
Hung Ki Lo ABN AMRO Clearing Hong Kong Limited 2003–2006
Elaine Yee Ling Sung ABN AMRO Clearing Hong Kong Limited 2003–2006
Yik Wong ABN AMRO Clearing Hong Kong Limited 2004–2006
Nico Torchetti ABN AMRO Clearing Hong Kong Limited 2004–2006
Wai Yee Liu ABN AMRO Financial Products Limited 2005–2006
Nicholas Howard Yao ABN AMRO Financial Products Limited 2005–2006
Barry Neil Parker ABN AMRO Clearing Hong Kong Limited 2005–2006
Steve Chun Yin Yeung ABN AMRO Financial Products Limited 2005–2006
Samuel Man Fat Lee ABN AMRO Clearing Hong Kong Limited 2003–2004
Bryan Hing Yip Chan ABN AMRO Clearing Hong Kong Limited 2004–2005
Stephen Ka Kon Pang ABN AMRO Clearing Hong Kong Limited 2005–2006
Chun Wai Yang ABN AMRO Clearing Hong Kong Limited 2005

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