Bryan Hing Yip Chan
陳慶業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bryan Hing Yip Chan (陳慶業), a licensed former licensee with CE reference AEK264. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-29 | 2021-05-13 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-29 | 2021-05-13 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-30 | 2019-10-10 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-24 | 2019-10-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-08 | 2007-11-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-08 | 2007-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-06 | 2007-01-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-06 | 2007-01-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-06 | 2007-01-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-05-06 | 2007-01-22 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2004-04-28 | 2005-04-26 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-28 | 2005-04-26 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2004-04-28 | 2005-04-26 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-17 | 2003-07-17 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-06-17 | 2003-07-17 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-17 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-17 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-09 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-09 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-09 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-09 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-09 |