Rong Lu
陸戎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong Lu (陸戎), a licensed former licensee with CE reference ACB322. This person has 16.1 years of SFC licence history. Total licence records on file: 27.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-04 | 2022-11-14 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 4 - Advising on securities | 2020-08-04 | 2024-12-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-14 | 2018-02-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-14 | 2018-12-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-14 | 2018-12-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 - Asset management | 2014-08-22 | 2017-04-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-08-05 | 2017-04-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-29 | 2017-04-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-04-29 | 2017-04-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-04-29 | 2017-04-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-31 | 2014-04-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-31 | 2014-04-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-31 | 2014-04-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-31 | 2014-08-22 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-19 | 2014-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-19 | 2014-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-03-19 | 2014-01-27 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-03-19 | 2014-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2010-03-19 | 2014-01-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-03-19 | 2014-01-27 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-30 | 2010-03-19 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-10-30 | 2014-01-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-25 | 2010-03-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-25 | 2010-03-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-25 | 2010-03-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-25 | 2010-03-19 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-25 | 2010-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rong Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Man Lee | BOCI Asia Limited | 2007–2014 |
| Sarah Lai Wong | BOCI Asia Limited | 2006–2014 |
| Jin Zhang | BOCI Asia Limited | 2007–2013 |
| Wenjie Li | Ascent Financial Partners Limited | 2021–2024 |
| Tsu-Wei Yang | Ascent Financial Partners Limited | 2020–2023 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2014 |
| Michael Chi Wai Lau | BOCI Asset Management Limited | 2010–2014 |
| Huiyi Qu | BOCI Asset Management Limited | 2010–2014 |
| Janet Jingjing Wu | BOCI Asia Limited | 2008–2014 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2014 |
| Yung Hoi Tse | BOCI Asia Limited | 2006–2012 |
| Wing Wong | BOCI Asset Management Limited | 2010–2014 |
| Andy To Chung Wai | BOCI Asia Limited | 2006–2014 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2006–2014 |
| Fang Bian | BOCI Asia Limited | 2006–2014 |
| Yiu Kei Leung | BOCI Asia Limited | 2006–2014 |
| Ka Man Leung | BOCI Asia Limited | 2006–2014 |
| Tong Li | BOCI Asia Limited | 2006–2014 |
| Rowena See Wai Ng | BOCI Asia Limited | 2006–2014 |
| Zhen Zhang | BOCI Asia Limited | 2006–2014 |