Kin Man Lee
李建民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Lee (李建民), a licensed former licensee with CE reference AQC894. This person has 18.0 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 - Advising on securities | 2024-08-13 | 2025-12-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-15 | 2025-12-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-15 | 2025-12-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2013-11-15 | 2025-12-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-11-15 | 2025-12-12 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-30 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-30 | 2013-11-15 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-10-30 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-30 | 2013-11-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-04 | 2013-11-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-04 | 2013-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2024 |
| Mario Altenburger | BOCI Asia Limited | 2010–2024 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2023 |
| Yiu Kei Leung | BOCI Asia Limited | 2007–2025 |
| Yuying Weng | BOCI Asia Limited | 2007–2025 |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2011–2025 |
| Zhen Zhang | BOCI Asia Limited | 2007–2025 |
| Zhongjing Ruan | BOCI Asia Limited | 2011–2025 |
| Chen Chi | BOCI Asia Limited | 2012–2025 |
| Tong Li | BOCI Asia Limited | 2007–2024 |
| Sarah Lai Wong | BOCI Asia Limited | 2007–2021 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007–2023 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2009–2025 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007–2023 |
| Ho Chi Sit | BOCI Asia Limited | 2011–2025 |
| Shan Hock Liew | BOCI Asia Limited | 2010–2025 |
| Xinwei Xu | BOCI Asia Limited | 2011–2025 |
| Ka Hung Chan | BOCI Asia Limited | 2012–2025 |
| Rong Lu | BOCI Asia Limited | 2007–2014 |
| Mei To | BOCI Asia Limited | 2012–2025 |