Wing Wong
黃穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Wong (黃穎), a licensed former licensee with CE reference ASK570. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-03-11 | 2023-02-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-25 | 2020-11-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-25 | 2020-11-30 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2014-08-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2014-08-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-14 | 2014-08-18 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-14 | 2014-06-30 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-14 | 2014-08-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-10 | 2009-05-29 |