Stacey Martin Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stacey Martin Wong (黃偉誠), a licensed Responsible Officer with CE reference ABM370. Currently licensed at 2 firm(s): Quam Securities Limited, Quam Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 18.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-10-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | 2018-10-22 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-21 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-24 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-10 | 2018-05-24 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-17 | 2017-11-07 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-17 | 2017-11-07 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-31 | 2013-02-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2003-08-08 | 2012-09-30 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-08-08 | 2012-09-30 |
| Armstrong Capital Limited | RO | Type 1 - Dealing in securities | 2003-04-17 | 2003-07-11 |
| Armstrong Capital Limited | RO | Type 6 - Advising on corporate finance | 2003-04-17 | 2003-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stacey Martin Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.