Williams Chung Yin Tung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Williams Chung Yin Tung (童忠賢), a licensed Responsible Officer with CE reference AAY751. Currently licensed at 1 firm(s): Tang Wealth International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-21 | present |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 4 - Advising on securities | 2022-01-21 | present |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 9 - Asset management | 2022-01-21 | present |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-22 | 2018-10-02 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-22 | 2018-10-02 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-22 | 2018-10-02 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-23 | 2018-06-08 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-28 | 2018-06-08 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 - Asset management | 2016-11-28 | 2018-06-08 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-08-09 | 2016-11-07 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 9 - Asset management | 2016-08-09 | 2016-11-07 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 - Asset management | 2015-10-26 | 2016-01-20 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-19 | 2016-01-20 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2015-10-19 | 2016-01-20 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-17 | 2015-03-31 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-17 | 2015-03-31 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2014-07-17 | 2015-03-31 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-12-30 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2012-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Williams Chung Yin Tung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.