Ping Tong Yu
余炳棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Tong Yu (余炳棠), a licensed Representative with CE reference AAV676. Currently licensed at 1 firm(s): iFAST Global Markets (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-12 | present |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-12 | present |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-18 | 2022-05-04 |
| Nerico Brothers Limited | RO | Type 9 - Asset management | 2012-12-07 | 2022-05-04 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2012-11-26 | 2022-05-04 |
| Nerico Brothers Limited | Rep | Type 9 - Asset management | 2012-11-26 | 2012-12-07 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 - Advising on securities | 2008-06-05 | 2012-08-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 - Asset management | 2008-06-05 | 2012-08-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-20 | 2008-06-05 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 - Asset management | 2008-05-20 | 2008-06-05 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 - Advising on securities | 2007-02-09 | 2008-04-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 - Asset management | 2007-02-09 | 2008-04-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-06 | 2007-02-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2006-09-06 | 2007-02-09 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 - Advising on securities | 2003-07-14 | 2006-06-27 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 - Asset management | 2003-07-14 | 2006-06-27 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-03 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-03 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Tong Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.