Freddy Goman Yu Ting Chong

莊雨亭
CE No. BGV068 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freddy Goman Yu Ting Chong (莊雨亭), a licensed former licensee with CE reference BGV068. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Star Sky Securities Limited
星空證券有限公司
RO Type 1 — Dealing in securities 2024-09-20 2025-09-12
Star Sky Securities Limited
星空證券有限公司
RO Type 4 — Advising on securities 2024-09-20 2025-09-12
Star Sky Securities Limited
星空證券有限公司
RO Type 9 — Asset management 2023-03-27 2025-09-12
Tang Wealth International Limited
大唐財富國際有限公司
RO Type 1 — Dealing in securities 2019-09-11 2022-12-10
Tang Wealth International Limited
大唐財富國際有限公司
RO Type 4 — Advising on securities 2019-09-11 2022-12-10
Tang Wealth International Limited
大唐財富國際有限公司
RO Type 9 — Asset management 2019-09-11 2022-12-10
DWS Investments Hong Kong Limited
德意志投資香港有限公司
RO Type 1 — Dealing in securities 2016-09-12 2018-03-23
DWS Investments Hong Kong Limited
德意志投資香港有限公司
RO Type 4 — Advising on securities 2016-09-12 2018-03-23
DWS Investments Hong Kong Limited
德意志投資香港有限公司
RO Type 9 — Asset management 2016-09-12 2018-03-23
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 1 — Dealing in securities 2016-01-13 2016-09-12
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 4 — Advising on securities 2016-01-13 2016-09-12
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 9 — Asset management 2016-01-13 2016-09-12

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