Adams Ka Lok Fung
馮嘉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adams Ka Lok Fung (馮嘉諾), a licensed former licensee with CE reference AHN337. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-26 | 2023-08-23 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-26 | 2023-08-23 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-04 | 2023-08-23 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-25 | 2021-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-20 | 2021-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2017-04-19 | 2021-11-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-09-22 | 2016-01-05 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-22 | 2016-01-05 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-06-14 | 2013-12-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-04 | 2016-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-04 | 2016-01-05 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2012-04-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-15 | 2012-04-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2011-04-15 | 2012-04-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2011-03-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-19 | 2011-03-22 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-15 | 2007-07-10 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-05-27 | 2005-07-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 — Asset management | 2005-05-27 | 2005-07-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-15 | 2005-05-27 |