Andrew Richard Kelly

CE No. AAG731 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Richard Kelly, a licensed Representative with CE reference AAG731. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
St. James's Place (Hong Kong) Limited Rep Type 9 - Asset management 2020-11-23 present
St. James's Place (Hong Kong) Limited Rep Type 1 - Dealing in securities 2012-03-28 present
St. James's Place (Hong Kong) Limited Rep Type 4 - Advising on securities Pre-2003 present
St. James's Place (Hong Kong) Limited Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-16
St. James's Place (Hong Kong) Limited Rep Type 9 - Asset management Pre-2003 2005-06-14

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