Tsan Sang Au
區贊生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsan Sang Au (區贊生), a licensed Responsible Officer with CE reference AAF445. Currently licensed at 1 firm(s): EX ASSET MANAGEMENT LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.7 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EX ASSET MANAGEMENT LIMITED | RO | Type 4 - Advising on securities | 2021-06-24 | present |
| EX ASSET MANAGEMENT LIMITED | RO | Type 9 - Asset management | 2021-06-24 | present |
| EX ASSET MANAGEMENT LIMITED | Rep | Type 4 - Advising on securities | 2021-06-11 | 2021-06-24 |
| EX ASSET MANAGEMENT LIMITED | Rep | Type 9 - Asset management | 2021-06-11 | 2021-06-24 |
| PSG Digital Asia Limited | RO | Type 4 - Advising on securities | 2019-02-08 | 2021-04-28 |
| PSG Digital Asia Limited | RO | Type 9 - Asset management | 2019-02-08 | 2021-04-28 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-15 | 2021-04-28 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-08 | 2018-10-15 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 - Asset management | 2017-08-09 | 2018-08-15 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 4 - Advising on securities | 2016-08-22 | 2018-08-15 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-15 | 2018-08-15 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-28 | 2015-06-30 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-03-28 | 2015-06-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-22 | 2007-03-28 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-08-29 | 2007-02-12 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-09-08 | 2006-07-31 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-05-06 | 2006-07-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-18 | 2005-09-08 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-17 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-30 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsan Sang Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yu Kau Lui | CVP Securities Limited | 2008–2015 |
| Hiu Ki Chu | EX ASSET MANAGEMENT LIMITED | 2021–present |
| Kwun Cheong So | EX ASSET MANAGEMENT LIMITED | 2021–present |
| Hon Tak Ko | CVP Securities Limited | 2004–2015 |
| Yui Fai Ko | CVP Securities Limited | 2004–2015 |
| Curly Pui Nung Leung | CVP Securities Limited | 2004–2015 |
| Yiu Wah Shum | CVP Securities Limited | 2005–2015 |
| Car Man Lam | CVP Securities Limited | 2005–2015 |
| Man Tat Pong | CVP Securities Limited | 2005–2015 |
| Raymond Wai Ming Chau | CVP Securities Limited | 2004–2015 |
| Lin Tiu Hung | CVP Securities Limited | 2005–2015 |
| Chi Ping Au | CVP Securities Limited | 2006–2015 |
| Yun Keung Leung | CVP Securities Limited | 2004–2012 |
| Hoi Fai Huen | CVP Securities Limited | 2007–2014 |
| King Sun Wong | CVP Securities Limited | 2004–2015 |
| Helen Yim How Wong | CVP Securities Limited | 2004–2015 |
| Peter Yin Shing Lang | CVP Securities Limited | 2004–2015 |
| Norman Shun Ho Yu | CVP Securities Limited | 2004–2015 |
| Hon Chung Wong | CVP Securities Limited | 2005–2015 |
| Pak Wai Chow | CVP Securities Limited | 2005–2015 |