Chi Ping Au
區志平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ping Au (區志平), a licensed former licensee with CE reference ACL689. This person has 21.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-08 | 2025-03-17 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-05 | 2022-02-10 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-16 | 2016-04-28 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-18 | 2016-04-28 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-12-31 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-23 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ping Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.