Yiu Wah Shum
岑耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wah Shum (岑耀華), a licensed former licensee with CE reference AAA927. This person has 13.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-01 | 2010-10-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-16 | 2016-06-08 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-02 | 2005-02-16 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-18 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-12 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Wah Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yui Fai Ko | CVP Securities Limited | 2005–2016 |
| Curly Pui Nung Leung | CVP Securities Limited | 2005–2016 |
| Car Man Lam | CVP Securities Limited | 2005–2016 |
| Hon Tak Ko | CVP Securities Limited | 2005–2016 |
| Man Tat Pong | CVP Securities Limited | 2005–2016 |
| Lin Tiu Hung | CVP Securities Limited | 2005–2016 |
| Tsan Sang Au | CVP Securities Limited | 2005–2015 |
| Chi Ping Au | CVP Securities Limited | 2006–2016 |
| Yun Keung Leung | CVP Securities Limited | 2005–2012 |
| Raymond Wai Ming Chau | CVP Securities Limited | 2005–2016 |
| Norman Shun Ho Yu | CVP Securities Limited | 2005–2016 |
| King Sun Wong | CVP Securities Limited | 2005–2016 |
| Helen Yim How Wong | CVP Securities Limited | 2005–2016 |
| Hon Chung Wong | CVP Securities Limited | 2005–2016 |
| Hoi Fai Huen | CVP Securities Limited | 2007–2014 |
| Yu Kau Lui | CVP Securities Limited | 2008–2015 |
| Pak Wai Chow | CVP Securities Limited | 2005–2016 |
| Choi Wan Fung | CVP Securities Limited | 2005–2016 |
| Peter Yin Shing Lang | CVP Securities Limited | 2005–2015 |
| Chung Yin Au | CVP Securities Limited | 2005–2016 |