Raymond Wai Ming Chau
周偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Ming Chau (周偉明), CE reference AAA987. Currently licensed at 1 firm(s): Fulbright Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-01 | present |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-25 | 2021-01-22 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-22 | 2019-07-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-02 | 2016-06-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-11 | 2004-07-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-05 |