Raymond Wai Ming Chau
周偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Ming Chau (周偉明), a licensed Representative with CE reference AAA987. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-01 | present |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-25 | 2021-01-22 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-22 | 2019-07-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-02 | 2016-06-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-11 | 2004-07-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-05 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Wai Ming Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Helen Yim How Wong | CVP Securities Limited | 2004–2016 |
| Peter Yin Shing Lang | CVP Securities Limited | 2004–2015 |
| King Sun Wong | CVP Securities Limited | 2004–2016 |
| Norman Shun Ho Yu | CVP Securities Limited | 2004–2016 |
| Hon Chung Wong | CVP Securities Limited | 2005–2016 |
| Pak Wai Chow | CVP Securities Limited | 2005–2016 |
| Choi Wan Fung | CVP Securities Limited | 2005–2016 |
| Chung Nin Lo | CVP Securities Limited | 2006–2016 |
| Chung Yin Au | CVP Securities Limited | 2005–2016 |
| Pui Shan Mak | CVP Securities Limited | 2006–2016 |
| Wing Tak Lee | CVP Securities Limited | 2006–2016 |
| Kam Po Sze | CVP Securities Limited | 2006–2016 |
| Kin Ming Chan | CVP Securities Limited | 2004–2014 |
| Tsan Sang Au | CVP Securities Limited | 2004–2015 |
| Chun Bong Ho | CVP Securities Limited | 2007–2016 |
| Curly Pui Nung Leung | CVP Securities Limited | 2004–2016 |
| Hon Tak Ko | CVP Securities Limited | 2004–2016 |
| Yui Fai Ko | CVP Securities Limited | 2004–2016 |
| Car Man Lam | CVP Securities Limited | 2005–2016 |
| Alfa Kam Shing Lee | CVP Securities Limited | 2008–2016 |