Yu Kau Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kau Lui (呂譽鏐), a licensed Responsible Officer with CE reference AQN586. Currently licensed at 2 firm(s): Integrity Construction & Development Securities Group Limited, Galaxy Treasure International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-29 | present |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-29 | present |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 - Advising on securities | 2024-02-29 | present |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-29 | present |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-12 | 2024-02-29 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-12 | 2024-02-29 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-12 | 2024-02-29 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-12 | 2024-02-29 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-21 | 2023-12-10 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-12-21 | 2023-12-10 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 - Asset management | 2021-12-21 | 2023-12-10 |
| PSG Digital Asia Limited | RO | Type 4 - Advising on securities | 2020-09-10 | 2021-10-31 |
| PSG Digital Asia Limited | RO | Type 9 - Asset management | 2020-09-10 | 2021-10-31 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-10 | 2021-10-31 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-27 | 2017-05-10 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 4 - Advising on securities | 2016-08-22 | 2017-04-19 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-15 | 2017-04-19 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-21 | 2015-06-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-21 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Kau Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.